In chapter 9 , the author summarizes the ideas in regulating private investment company and proposes the idiographic article in investment company act . the thesis mainly adopts the comparative and historical methodology 最后,本文在第九章結(jié)論部分總結(jié)了我國(guó)在私募基金立法時(shí)應(yīng)時(shí)刻謹(jǐn)記的指導(dǎo)思想,并將散于各章中的立法建議進(jìn)行了梳理。
One example of a separate law regulating investment managers generally is provided by the u . s . investment advisers act of 1940 , which was adopted in conjunction with the investment company act of 1940 and has been coordinated with the investment company act through a provision in the investment company act that requires advisers to investment companies to be registered under the advisers act 3 .金融學(xué)行為金融階段從20世紀(jì)80年代中期至今。市場(chǎng)不斷發(fā)現(xiàn)的異?,F(xiàn)象引起金融學(xué)界的注意,大量的證據(jù)表明許多金融理論還不完善再加上期望理論得到廣泛認(rèn)可和經(jīng)驗(yàn)求證,所以這個(gè)時(shí)期的行為金融取得了突破性的進(jìn)展。